Rule 606 Report

2018 - 2nd Quarter





Venue Total (%) Market (%) Limit (%) Other (%)
Securities Listed on New York Stock Exchange
Total (%) 100.00 0 0 100.00
SOHO 40.11 0 0 40.11
CVGX 27.51 0 0 27.51
EDGX 15.3 0 0 15.3
PDQM 9.35 0 0 9.35
SPDR 5.82 0 0 5.82
NSD2 0.95 0 0 0.95
BOOK 0.91 0 0 0.91
ITGA 0.05 0 0 0.05
Non-directed orders as percentage of total customer orders 100.00%
         
         
Securities Listed on The Nasdaq Stock Market
Total (%) 100 0 0 100
SOHO 42.53 0 0 42.53
CVGX 22.94 0 0 22.94
EDGX 14.53 0 0 14.53
PDQM 10.93 0 0 10.93
SPDR 5.83 0 0 5.83
JSJX 1.72 0 0 1.72
NSD2 1.44 0 0 1.44
ITGA 0.08 0 0 0.08
Non-directed orders as percentage of total customer orders 100.00 %
         
         
Securities Listed on American Stock Exchange Or Regional Exchanges
Total (%) 99.99 0 0 99.99
SOHO 35.09 0 0 35.09
CVGX 31.39 0 0 31.39
EDGX 24.34 0 0 24.34
JSJX 5.28 0 0 5.28
SPDR 2.67 0 0 2.67
NSD2 1.22 0 0 1.22
Non-directed orders as percentage of total customer orders 100.00 %

Exchange-listed Options - No covered orders during the period.

 

Material Aspects of Lampost Capital (“LAMP”) Relationship with Execution Venues

LAMP received payment from Convergex (CVGX) for directing listed equity order flow to this venue. Payments received averaged $0.0031 per share or less.

LAMP received payment from Direct Edge (EDGX) for directing listed equity order flow to this venue. Payments received averaged $0.0032 per share or less.

LAMP received payment from Two Sigma (SOHO) for directing listed equity order flow to this venue. Payments received averaged $0.0007 per share or less.

LAMP received payment from PDQ ATS (PDQM) for directing listed equity order flow to this venue. Payments received averaged $0.0009 per share or less.

LAMP received payment from Jane Street (JSJX) for directing listed equity order flow to this venue. Payments received averaged $0.0015 per share or less.

LAMP received payment from Speedroute (SPDR) for directing listed equity order flow to this venue. Payments received averaged $0.0005 per share or less.