Rule 606 Report

2018 - 1st Quarter





Venue Total (%) Market (%) Limit (%) Other (%)
Securities Listed on New York Stock Exchange
Total (%) 100.01 0 0 100.01
CVGX 62.50 0 0 62.50
SPDR 36.09 0 0 36.09
SOHO 0.98 0 0 0.98
EDGX 0.20 0 0 0.20
PDQM 0.18 0 0 0.18
NSD2 0.04 0 0 0.04
BOOK 0.02 0 0 0.02
Non-directed orders as percentage of total customer orders 100.00%
         
         
Securities Listed on The Nasdaq Stock Market
Total (%) 100 0 0 100
SOHO 42.76 0 0 42.76
CVGX 21.95 0 0 21.95
EDGX 14.52 0 0 14.52
PDQM 13.83 0 0 13.83
NSD2 4.23 0 0 4.23
JSJX 2.60 0 0 2.60
SPDR 0.08 0 0 0.08
ITGA 0.03 0 0 0.03
Non-directed orders as percentage of total customer orders 100.00 %
         
         
Securities Listed on American Stock Exchange Or Regional Exchanges
Total (%) 99.99 0 0 99.99
SOHO 44.27 0 0 44.27
EDGX 27.84 0 0 27.84
CVGX 15.6 0 0 15.6
JSJX 9.99 0 0 9.99
NSD2 2.25 0 0 2.25
SPDR 0.04 0 0 0.04
Non-directed orders as percentage of total customer orders 100.00 %

Exchange-listed Options - No covered orders during the period.

 

Material Aspects of Lampost Capital (“LAMP”) Relationship with Execution Venues

LAMP received payment from Convergex (CVGX) for directing listed equity order flow to this venue. Payments received averaged $0.0033 per share or less.

LAMP received payment from Direct Edge (EDGX) for directing listed equity order flow to this venue. Payments received averaged $0.0032 per share or less.

LAMP received payment from Two Sigma (SOHO) for directing listed equity order flow to this venue. Payments received averaged $0.0007 per share or less.

LAMP received payment from PDQ ATS (PDQM) for directing listed equity order flow to this venue. Payments received averaged $0.0012 per share or less.

LAMP received payment from Jane Street (JSJX) for directing listed equity order flow to this venue. Payments received averaged $0.0015 per share or less.

LAMP received payment from Speedroute (SPDR) for directing listed equity order flow to this venue. Payments received averaged $0.0005 per share or less.